Course curriculum

  • 1

    Course Description / Requirement

    • Regulatory Compliance Course
  • 2

    Orientation to Distributed Ledger Technology

    • Course Summary and Directions

    • The Context of Distributed Ledger Technology

    • A Quick Intro

    • DLT Defined

    • An Introduction to the Gibraltar Financial Services Commission (GFSC)

    • Why Gibraltar?
  • 3

    Importance of the DLT Framework

    • Introduction to the DLT Framework
  • 4

    Principle 1: Honesty and Integrity

    • Principle One: Honesty and Integrity

    • Principle One: Practical Examples

    • Principle One: Assessment
  • 5

    Principle 2: Customer Care

    • Principle Two: Customer Care

    • Principle Two: Practical Examples

    • Customer Care Scenario

    • Principle Two: Assessment
  • 6

    Principle 3: Resources

    • Principle Three: Resources

    • Principle Three: Practical Examples

    • Principle Three: Assessment
  • 7

    Principle 4: Risk Management

    • Principle Four: Risk Management

    • Principle Four: Practical Examples

    • Principle Four: Risk Management Scenario

    • Principle Four: Assessment
  • 8

    Principle 5: Protection of Client Assets

    • Principle Five: Protection of Client Assets

    • Principle Five: Practical Examples

    • Principle Five: Assessment
  • 9

    Principle 6: Corporate Governance

    • Principle Six: Corporate Governance

    • Principle Six: Practical Examples

    • DLT Principle Six: Assessment
  • 10

    Principle 7: Cyber Security

    • Principle Seven: Cyber Security

    • Principle Seven: Practical Examples

    • Principle Seven: Cyber Security Scenario

    • DLT Principle Seven: Assessment
  • 11

    Principle 8: Financial Crime

    • Principle Eight: Financial Crime

    • Principle Eight: Practical Examples

    • Principle Eight: Assessment
  • 12

    Principle 9: Resilience

    • Principle Nine: Resilience

    • Principle Nine: Practical Examples

    • Principle Nine: Assessment
  • 13

    Consequences of Non-compliance

    • Consequences of Non-Compliance
  • 14

    DLT Assessment

    • DLT Assessment Directions

    • DLT Assessment
  • 15

    Attestation

    • Our Commitment

    • Who To Contact for More Information

    • REQUIRED: Attestation of course participation