Course curriculum

  • 1

    Course Description / Requirement

    • Regulatory Compliance Course

    • Start Here

    • Key Concepts of the Course
  • 2

    Introduction to Conflicts of Interest

    • Introduction to Conflicts of Interest

    • Conflicts of Interest Can Take Many Forms

    • A Closer Look

    • What Do You Think?
  • 3

    Gifts, Entertainment and Hospitality

    • A Normal Part of Doing Business

    • Accepting Gifts

    • Acceptable or Not?

    • Gifts Ands Conflicts

    • What Do You Think?

    • Looks Like You Have It!
  • 4

    Outside Activities

    • Understanding Outside Activities

    • Outside Activities

    • Participating in Outside Activities

    • Outside Work and Conflicts

    • Colleagues Say

    • What Do You Think?

    • Competing With Organizational Interests
  • 5

    Financial and Business Interests

    • Financial and Business Interests

    • Let Someone Know

    • Can I Invest With a Friend?

    • What Do You Think?

    • A Different Kind of Offer

    • What Do You Think?

    • Thanks For Your Help

    • When In Doubt

    • A Closer Look...
  • 6

    Personal Relationships

    • Introduction to Personal Relationships

    • What You Can Do to Prevent Conflicts of Interest

    • Make A Report

    • Family Ties

    • Seek Additional Guidance
  • 7

    Speak Up

    • What Should You Do If You Suspect a Conflict of Interest?

    • Should You Speak Up?

    • Thank You For Completing The Course!
  • 8

    Attestation

    • Our Commitment

    • Who To Contact for More Information

    • REQUIRED: Attestation of course participation