Course curriculum

  • 1

    Course Description / Requirement

    • Regulatory Compliance Course

    • Getting Started

    • Key Concepts of the Course
  • 2

    Getting Started with Insider Trading

    • Introduction: Identifying and Avoiding Insider Training

    • What Is Insider Trading?

    • What Do You Think?

    • Information That Must Be Protected

    • Examples of Inside Information

    • Only Share Inside Information With Employees Who Need That Information To Do Their Jobs

    • Is That Okay to Share?

    • How Did You Do?
  • 3

    Defining Inside Information

    • Defining Inside Information

    • What Kind of Information is Inside Information?

    • Treat Inside Information Confidentially

    • David and Julie

    • Is That Inside Information?

    • Remember If The Material Is Material and Non-Public–It Is Inside Information
  • 4

    High Risk Situations

    • Stay Vigilant to High Risk Situations

    • Do Your Part

    • Ask Yourself

    • Nina and Teri

    • What Do You Think?

    • It's Best To Be Cautious
  • 5

    Best Practices

    • Best Practices to Avoid Insider Trading

    • Virginia's Story

    • Dennis and Bob

    • What Do You Think?

    • Don't Risk It

    • Ways to Avoid Inside Trading Risk
  • 6

    Speak Up

    • Speak Up

    • Should You Speak Up?

    • Congratulations
  • 7

    Attestation

    • Our Commitment

    • Who To Contact for More Information

    • REQUIRED: Attestation of course participation